How much did US private companies raise in November 2011?

741 companies reported raises totalling $8.1bn on SEC Form D in November 2011. Energy was the largest sector at $2.9bn, and OK the largest state at $1.7bn. Amounts are as reported by the issuers; pooled funds are excluded.

← October 2011December 2011 →Last checked 17 Oct 2026

Which industries raised the most?

Energy led with $2.9bn across 67 raises. Industries follow the SEC's own groups, folded into 7 buckets.

IndustryRaisesTotalShare
Energy67$2.9bn36%
Technology204$1.5bn19%
Finance55$1.3bn15%
Other162$990m12%
Health125$739m9%
Consumer & industrial64$476m6%
Real estate64$227m3%

What were the largest raises?

The 25 largest filings of the month, with the issuer's own SEC record linked where the filing index is known.

CompanyWhereIndustryDateAmount
CHK UTICA LLCOklahoma City, OKEnergy1 Nov 2011$1.3bn
PLAINS OFFSHORE OPERATIONS INC.Houston, TXEnergy17 Nov 2011$450m
INTERCONTINENTALEXCHANGE INCAtlanta, GAFinance9 Nov 2011$400m
WDE PARTNERS, L.P.East Brunswick, NJEnergy29 Nov 2011$325m
GMX RESOURCES INCOklahoma City, OKEnergy3 Nov 2011$207m
NETFLIX INCLos Gatos, CATechnology28 Nov 2011$200m
NGL Energy Partners LPTulsa, OKEnergy1 Nov 2011$188m
FUNDTECH HOLDINGS, LLCJersey City, NJFinance30 Nov 2011$180m
LIVINGSOCIAL, INC.Washington, DCTechnology18 Nov 2011$176m
eRECYCLING GROUP, INC.Irving, TXTechnology8 Nov 2011$171m
Lightning Holdings, LLCTampa, FLOther10 Nov 2011$170m
LADENBURG THALMANN FINANCIAL SERVICES INCMiami, FLFinance4 Nov 2011$161m
Middlebury Ventures II LLCRidgewood, NJFinance8 Nov 2011$143m
Middlebury Ventures III LLCRidgewood, NJFinance8 Nov 2011$143m
GLOVE HOLDINGS INCWoodland Hills, CAConsumer & industrial2 Nov 2011$106m
CBAC HOLDINGS LLCWestport, CTConsumer & industrial14 Nov 2011$103m
PORTOLA PHARMACEUTICALS INCSouth San Francisco, CAHealth18 Nov 2011$89m
Advanced Traffic Solutions, Inc.Denver, COOther18 Nov 2011$81.9m
AGIOS PHARMACEUTICALS INCCambridge, MAHealth16 Nov 2011$78m
Vention Medical, Inc.Denver, COOther10 Nov 2011$77.3m
Vigor Industrial LLCPortland, OROther14 Nov 2011$75m
KDC SOLAR P LLCBedminster, NJEnergy22 Nov 2011$70m
WDE PARTNERS SPV B, L.P.East Brunswick, NJEnergy29 Nov 2011$66.5m
Trinity Air Consultants Holdings CorpSan Francisco, CAOther29 Nov 2011$65.4m
Empire Petroleum Partners, LLCGaithersburg, MDEnergy17 Nov 2011$63.5m

Which states raised the most?

OK led with $1.7bn across 6 raises.

StateRaisesTotal
OK6$1.7bn
CA165$1.4bn
NJ26$1.1bn
TX67$817m
GA12$415m
FL28$356m
MA48$302m
NY56$287m
CT28$259m
CO35$225m
DC2$210m
NC14$151m
NV6$104m
MD13$92.5m
UT17$92.1m
OR14$92m
MN13$88.9m
PA20$61.3m
IL12$59.1m
TN7$58.8m
IN10$48.5m
VA14$48.2m
WA31$44.2m
MI8$32.5m
MO11$28.9m

Sources

  1. SEC Form D data sets (quarterly)
  2. How the numbers are built