How much did US private companies raise in October 2011?
736 companies reported raises totalling $4.9bn on SEC Form D in October 2011. Other was the largest sector at $1.6bn, and CA the largest state at $1.3bn. Amounts are as reported by the issuers; pooled funds are excluded.
Which industries raised the most?
Other led with $1.6bn across 175 raises. Industries follow the SEC's own groups, folded into 7 buckets.
| Industry | Raises | Total | Share |
|---|---|---|---|
| Other | 175 | $1.6bn | 32% |
| Health | 121 | $918m | 19% |
| Technology | 204 | $874m | 18% |
| Finance | 41 | $567m | 12% |
| Energy | 60 | $456m | 9% |
| Consumer & industrial | 72 | $373m | 8% |
| Real estate | 63 | $166m | 3% |
What were the largest raises?
The 25 largest filings of the month, with the issuer's own SEC record linked where the filing index is known.
| Company | Where | Industry | Date | Amount |
|---|---|---|---|---|
| FNB United Corp. | Asheboro, NC | Finance | 21 Oct 2011 | $327m |
| Triple Point Group Holdings, Inc. | Westport, CT | Other | 28 Oct 2011 | $297m |
| OPE GEDC Holdings LLC | New York, NY | Health | 20 Oct 2011 | $211m |
| IHC Holding Corp. | New York, NY | Consumer & industrial | 31 Oct 2011 | $195m |
| WESTWOOD ONE INC /DE/ | New York, NY | Other | 21 Oct 2011 | $163m |
| WhaleShark Media, Inc. | Austin, TX | Other | 28 Oct 2011 | $150m |
| LJSS Holdings, Inc. | Greenwich, CT | Other | 14 Oct 2011 | $123m |
| NSC-Tripoint, Inc. | Houston, TX | Energy | 3 Oct 2011 | $116m |
| Workday, Inc. | Pleasanton, CA | Technology | 13 Oct 2011 | $98.6m |
| NGL Energy Partners LP | Tulsa, OK | Energy | 3 Oct 2011 | $81.9m |
| JOINT JUICE INC | San Francisco, CA | Other | 6 Oct 2011 | $73.4m |
| Ideal Tridon Holdings, Inc. | San Francisco, CA | Other | 27 Oct 2011 | $70.4m |
| INNOVATIVE ACQUISITIONS CORP | Cumberland, RI | Health | 4 Oct 2011 | $70m |
| PWC Holding Corp | Lake Forest, CA | Other | 31 Oct 2011 | $67.5m |
| LIQUIDITY SERVICES INC | Washington, DC | Other | 3 Oct 2011 | $66.7m |
| PRV Metals, LLC | Denver, CO | Other | 18 Oct 2011 | $55.5m |
| PUMA BIOTECHNOLOGY, INC. | Los Angeles, CA | Health | 4 Oct 2011 | $55m |
| APOLLO ENDOSURGERY INC | Austin, TX | Health | 25 Oct 2011 | $52.7m |
| Coraid, Inc. | Redwood City, CA | Technology | 18 Oct 2011 | $50.6m |
| IntegenX Inc | Pleasanton, CA | Health | 26 Oct 2011 | $48.8m |
| HUGHES Telematics, Inc. | Atlanta, GA | Technology | 7 Oct 2011 | $46.9m |
| ClearChoice Dental Holdings, LLC | Greenwood Village, CO | Health | 5 Oct 2011 | $43.7m |
| First Allied Holdings, Inc. | San Diego, CA | Finance | 31 Oct 2011 | $43.2m |
| NUVASIVE INC | San Diego, CA | Health | 7 Oct 2011 | $40.5m |
| PANACELA LABS, INC. | Buffalo, NY | Health | 4 Oct 2011 | $37m |
Which states raised the most?
CA led with $1.3bn across 185 raises.
| State | Raises | Total |
|---|---|---|
| CA | 185 | $1.3bn |
| NY | 74 | $848m |
| CT | 17 | $530m |
| TX | 64 | $479m |
| NC | 14 | $336m |
| CO | 32 | $195m |
| PA | 23 | $93.8m |
| DC | 3 | $91.1m |
| MA | 34 | $89m |
| OK | 3 | $82.6m |
| WA | 34 | $77.8m |
| FL | 29 | $73.9m |
| GA | 15 | $72.2m |
| RI | 2 | $70.2m |
| VA | 14 | $62.8m |
| OH | 14 | $55.4m |
| MN | 15 | $50.5m |
| KS | 7 | $45.8m |
| OR | 13 | $43.9m |
| MD | 13 | $39.3m |
| UT | 17 | $37.4m |
| SC | 2 | $30.8m |
| IL | 21 | $30.3m |
| WI | 7 | $26.1m |
| TN | 5 | $24.5m |