How much did US private companies raise in November 2013?

867 companies reported raises totalling $7.1bn on SEC Form D in November 2013. Technology was the largest sector at $2.1bn, and CA the largest state at $1.8bn. Amounts are as reported by the issuers; pooled funds are excluded.

← October 2013December 2013 →Last checked 17 Oct 2026

Which industries raised the most?

Technology led with $2.1bn across 268 raises. Industries follow the SEC's own groups, folded into 7 buckets.

IndustryRaisesTotalShare
Technology268$2.1bn29%
Other191$1.7bn24%
Health135$1.5bn21%
Real estate110$1.1bn16%
Energy47$478m7%
Consumer & industrial81$195m3%
Finance35$109m2%

What were the largest raises?

The 25 largest filings of the month, with the issuer's own SEC record linked where the filing index is known.

CompanyWhereIndustryDateAmount
Azure Midstream Holdings LLCHouston, TXOther15 Nov 2013$500m
American Realty Capital Properties, Inc.New York, NYReal estate12 Nov 2013$474m
Palantir Technologies Inc.Palo Alto, CATechnology20 Nov 2013$444m
Liberty Resources II, LLCDenver, COOther6 Nov 2013$355m
Clovis Oncology, Inc.Boulder, COHealth19 Nov 2013$192m
Millennial Media Inc.Baltimore, MDTechnology6 Nov 2013$175m
HORIZON PHARMA, INC.Deerfield, ILHealth22 Nov 2013$150m
Envision Rx Options Holdings, Inc.Twinsburg, OHHealth4 Nov 2013$141m
Moderna LLCCambridge, MAHealth6 Nov 2013$135m
EXCO RESOURCES INCDallas, TXEnergy22 Nov 2013$132m
Shelter Senior Living VI LLCBaltimore, MDReal estate22 Nov 2013$129m
REGIS CORPEdina, MNOther27 Nov 2013$120m
LGI Homes, Inc.The Woodlands, TXReal estate13 Nov 2013$115m
Mozido, Inc.Austin, TXTechnology27 Nov 2013$103m
OPENPEAK INCBoca Raton, FLTechnology22 Nov 2013$93.2m
ERC GROUP HOLDINGS, LLCNew York, NYHealth29 Nov 2013$91.7m
TCE Holding CoLindale, TXEnergy1 Nov 2013$78.5m
SYNAPTICS INCSan Jose, CATechnology7 Nov 2013$76.2m
AVENUES GLOBAL HOLDINGS, LLCNew York, NYOther5 Nov 2013$75.6m
rePlanet Holdings, Inc.Ontario, CAEnergy20 Nov 2013$66.5m
Solid Gold Holdings, LLCSan Francisco, CAOther19 Nov 2013$59.3m
SimpliVity CorpWestborough, MATechnology15 Nov 2013$56.6m
Snapchat IncVenice, CATechnology26 Nov 2013$54.5m
Redfin CORPSeattle, WAReal estate7 Nov 2013$50m
Flipboard, Inc.Palo Alto, CATechnology26 Nov 2013$50m

Which states raised the most?

CA led with $1.8bn across 187 raises.

StateRaisesTotal
CA187$1.8bn
TX84$1.2bn
NY86$922m
CO32$602m
MA58$467m
MD21$370m
IL23$274m
OH18$190m
MN10$162m
FL30$156m
WA41$151m
PA27$113m
NC24$86.4m
VA20$63.9m
NJ13$60.2m
UT14$58.6m
GA10$57.2m
TN14$53.6m
CT15$51m
MO7$31.5m
AZ18$27.6m
KS5$27.3m
VT3$26.8m
OR12$25.8m
MI10$23.6m

Sources

  1. SEC Form D data sets (quarterly)
  2. How the numbers are built