How much did US private companies raise in November 2009?
699 companies reported raises totalling $11.3bn on SEC Form D in November 2009. Technology was the largest sector at $5.4bn, and WA the largest state at $2.2bn. Amounts are as reported by the issuers; pooled funds are excluded.
Which industries raised the most?
Technology led with $5.4bn across 218 raises. Industries follow the SEC's own groups, folded into 7 buckets.
| Industry | Raises | Total | Share |
|---|---|---|---|
| Technology | 218 | $5.4bn | 48% |
| Consumer & industrial | 78 | $2bn | 18% |
| Energy | 66 | $1.8bn | 16% |
| Other | 119 | $671m | 6% |
| Finance | 63 | $622m | 6% |
| Health | 122 | $504m | 4% |
| Real estate | 33 | $272m | 2% |
What were the largest raises?
The 25 largest filings of the month, with the issuer's own SEC record linked where the filing index is known.
| Company | Where | Industry | Date | Amount |
|---|---|---|---|---|
| CHARTER COMMUNICATIONS, INC. /MO/ | St. Louis, MO | Technology | 30 Nov 2009 | $1.7bn |
| Antero Resources LLC | Denver, CO | Energy | 3 Nov 2009 | $1.5bn |
| Clearwire Corp /DE | Kirkland, WA | Technology | 13 Nov 2009 | $1.1bn |
| CLEARWIRE COMMUNICATIONS LLC | Kirkland, WA | Technology | 13 Nov 2009 | $1.1bn |
| INTEGRA TELECOM, INC | Portland, OR | Technology | 19 Nov 2009 | $617m |
| JOHNSONDIVERSEY HOLDINGS INC | Sturtevant, WI | Consumer & industrial | 24 Nov 2009 | $487m |
| JOHNSONDIVERSEY INC | Sturtevant, WI | Consumer & industrial | 19 Nov 2009 | $400m |
| JOHNSONDIVERSEY HOLDINGS INC | Sturtevant, WI | Consumer & industrial | 20 Nov 2009 | $250m |
| GOBP Holdings, Inc. | Berkeley, CA | Consumer & industrial | 2 Nov 2009 | $248m |
| TRIUMPH GROUP INC | Wayne, PA | Consumer & industrial | 16 Nov 2009 | $175m |
| Simec Steel, Inc. | National City, CA | Other | 9 Nov 2009 | $161m |
| Forethought Financial Group Inc. | Houston, TX | Finance | 6 Nov 2009 | $141m |
| Amonix Inc | Torrance, CA | Consumer & industrial | 9 Nov 2009 | $104m |
| MASTEC INC | Coral Gables, FL | Other | 4 Nov 2009 | $100m |
| GRUBB & ELLIS CO | Santa Ana, CA | Real estate | 6 Nov 2009 | $91.4m |
| Palantir Technologies Inc | Palo Alto, CA | Technology | 17 Nov 2009 | $90.1m |
| OFFICEMAX INC | Naperville, IL | Consumer & industrial | 3 Nov 2009 | $82.2m |
| Bond Street Holdings LLC | New York, NY | Finance | 12 Nov 2009 | $81.7m |
| ExactTarget, Inc. | Indianapolis, IN | Technology | 18 Nov 2009 | $70m |
| AMB PROPERTY CORP | San Francisco, CA | Real estate | 10 Nov 2009 | $67.8m |
| MARTIN MIDSTREAM PARTNERS LP | Kilgore, TX | Energy | 25 Nov 2009 | $64.9m |
| TRANSATLANTIC PETROLEUM LTD. | Dallas, TX | Energy | 24 Nov 2009 | $61.4m |
| MEMC ELECTRONIC MATERIALS INC | St. Peters, MO | Technology | 20 Nov 2009 | $60m |
| Enterprise Green Communities West L.P. | Columbia, MD | Real estate | 18 Nov 2009 | $60m |
| CHEGG, INC | Santa Clara, CA | Technology | 19 Nov 2009 | $57m |
Which states raised the most?
WA led with $2.2bn across 30 raises.
| State | Raises | Total |
|---|---|---|
| WA | 30 | $2.2bn |
| CA | 183 | $1.7bn |
| MO | 7 | $1.7bn |
| CO | 35 | $1.6bn |
| WI | 9 | $1.1bn |
| OR | 9 | $620m |
| TX | 72 | $461m |
| NY | 41 | $262m |
| PA | 19 | $256m |
| MA | 49 | $215m |
| FL | 24 | $165m |
| IL | 17 | $155m |
| MD | 18 | $104m |
| CT | 11 | $98.9m |
| MN | 12 | $73m |
| IN | 8 | $71.8m |
| NV | 7 | $66.7m |
| NJ | 13 | $64.5m |
| OH | 18 | $55.6m |
| DC | 4 | $52.7m |
| VA | 11 | $26.7m |
| AZ | 12 | $24.2m |
| NC | 20 | $19.1m |
| MI | 9 | $15.3m |
| AR | 1 | $14m |