How much did US private companies raise in January 2009?
208 companies reported raises totalling $1.3bn on SEC Form D in January 2009. Finance was the largest sector at $512m, and CA the largest state at $370m. Amounts are as reported by the issuers; pooled funds are excluded.
Which industries raised the most?
Finance led with $512m across 24 raises. Industries follow the SEC's own groups, folded into 7 buckets.
| Industry | Raises | Total | Share |
|---|---|---|---|
| Finance | 24 | $512m | 40% |
| Technology | 67 | $331m | 26% |
| Other | 39 | $159m | 13% |
| Health | 33 | $141m | 11% |
| Consumer & industrial | 16 | $55.7m | 4% |
| Real estate | 14 | $45.8m | 4% |
| Energy | 15 | $25.1m | 2% |
What were the largest raises?
The 25 largest filings of the month, with the issuer's own SEC record linked where the filing index is known.
| Company | Where | Industry | Date | Amount |
|---|---|---|---|---|
| Instant Information Inc | New York, NY | Technology | 29 Jan 2009 | $120m |
| Cetera Advisor Networks LLC /CA | El Segundo, CA | Finance | 1 Jan 2009 | $62.4m |
| MicroVest II, LP | Bethesda, MD | Finance | 29 Jan 2009 | $60.3m |
| Cetera Advisor Networks LLC /CA | El Segundo, CA | Finance | 1 Jan 2009 | $55.2m |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | New York, NY | Finance | 15 Jan 2009 | $55.2m |
| Cetera Advisor Networks LLC /CA | El Segundo, CA | Finance | 1 Jan 2009 | $51.3m |
| Voya Financial Advisors, Inc. | Des Moines, IA | Finance | 1 Jan 2009 | $48.5m |
| Voya Financial Advisors, Inc. | Des Moines, IA | Finance | 1 Jan 2009 | $42m |
| Cetera Advisors LLC /CO | Denver, CO | Finance | 1 Jan 2009 | $35.3m |
| Cetera Advisors LLC /CO | St. Cloud, MN | Finance | 1 Jan 2009 | $32.2m |
| Regulus Therapeutics Inc. | San Diego, CA | Health | 2 Jan 2009 | $29.8m |
| AUTHOR SOLUTIONS INC | Bloomington, IN | Other | 6 Jan 2009 | $28m |
| ZE-GEN INC | Boston, MA | Other | 12 Jan 2009 | $25.6m |
| INSET TECHNOLOGIES INC | Mt Olive, NJ | Other | 9 Jan 2009 | $25m |
| PREMIER GROCERY INC | Phoenix, AZ | Consumer & industrial | 12 Jan 2009 | $24.4m |
| UNITED BANCORP INC /MI/ | Tecumseh, MI | Finance | 16 Jan 2009 | $20.6m |
| Wavetec Vision Systems Inc | Aliso Viejo, CA | Health | 29 Jan 2009 | $20.1m |
| GENMAR HOLDINGS INC | Minneapolis, MN | Consumer & industrial | 13 Jan 2009 | $20m |
| CASE INTERACTIVE MEDIA INC | New York, NY | Other | 6 Jan 2009 | $19.9m |
| Cetera Advisors LLC /CO | Denver, CO | Finance | 1 Jan 2009 | $16.5m |
| LiveScribe Inc | Oakland, CA | Technology | 28 Jan 2009 | $16.2m |
| BRIGHT AUTOMOTIVE INC | Anderson, IN | Technology | 1 Jan 2009 | $16.2m |
| Rapid Pathogen Screening Inc | Sarasota, FL | Health | 20 Jan 2009 | $15m |
| SALON MEDIA GROUP INC | San Francisco, CA | Technology | 1 Jan 2009 | $14.2m |
| Brook Highland Place DST | St. Germain, WI | Real estate | 12 Jan 2009 | $12.7m |
Which states raised the most?
CA led with $370m across 54 raises.
| State | Raises | Total |
|---|---|---|
| CA | 54 | $370m |
| NY | 19 | $228m |
| IA | 2 | $90.5m |
| MD | 3 | $63.9m |
| CO | 10 | $62.9m |
| MN | 4 | $57m |
| NJ | 7 | $46.9m |
| IN | 3 | $44.4m |
| TX | 16 | $41.9m |
| WI | 6 | $40.1m |
| AZ | 5 | $38m |
| WA | 10 | $35.8m |
| MA | 7 | $35.5m |
| MI | 2 | $20.8m |
| FL | 10 | $19.5m |
| NC | 4 | $12.4m |
| DC | 3 | $11.3m |
| ID | 1 | $8.4m |
| OR | 4 | $6.4m |
| PA | 7 | $4.6m |
| CT | 2 | $4.6m |
| NV | 4 | $4.6m |
| GA | 4 | $4.3m |
| UT | 2 | $4m |
| KY | 3 | $3.5m |